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“Many people praise and acknowledge the healing power of plants, but few people actually take action to prevent their extension by planting and conserving them for future generations.” (Ernest Rukangira )

Saturday, 21 December 2013

US memo on TRIPS Review

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rights related to biodiversity & associated knowledge. BIO-IPR is a strictly

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individuals active in the struggle against IPRs on life.

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Subject: [BIO-IPR] US memo on TRIPS Review

Resent-Date: Thu, 3 Dec 1998 23:57:19 -0800

Resent-From: bio-ipr@cuenet.com

Date: Fri, 04 Dec 1998 15:47:50 +0800

From: GRAIN Los Banos <grain@baylink.mozcom.com>

To: bio-ipr@cuenet.com

 

BIO-IPR docserver

________________________________________________________

 

TITLE: Preparations for the 1999 Ministerial Conference: General Council

Discussion on Mandated Negotiations and the Built-In Agenda. Communication

from the United States

AUTHOR: Government of the United States

PUBLICATION: World Trade Organisation Document Dissemination Facility,

document WT/GC/W/115

DATE: 19 November 1998

SOURCE: WTO, Geneva

URL: http://www.wto.org/ddf/ep/C4/C4652e.doc

 

NOTE: Below is an exerpt of a communication from the United States

government to the WTO General Council regarding preparations for the 3rd

Ministerial Conference, to be held in Washington DC in late 1999. According

to the US government, the agenda for the review of TRIPS Article 27.3b,

commencing in 1999, is whether to: (1) delete the exclusion of plants and

animals from patentability under TRIPS; and (2) incorporate key provisions

of the UPOV Convention into TRIPS for the protection of intellectual

property rights over plant varieties.

________________________________________________________

 

World Trade Organization  WT/GC/W/115

19 November 1998 (98-4652)

General Council

Original: English

 

PREPARATIONS FOR THE 1999 MINISTERIAL CONFERENCE

General Council Discussion on Mandated Negotiations and the Built-In Agenda

23 November 1998

 

Communication from the United States

 

[...]

 

II. BUILT IN AGENDA ISSUES - PARAGRAPH 9(A)(III)

 

A. Agreement on Trade-Related Aspects of Intellectual Property Rights

(TRIPS)

 

The TRIPS Agreement provides for further negotiation and/or review of

several provisions of the Agreement, including the issue of biotechnology

patents. In addition, the TRIPS Agreement provides for a review in 2000 to

examine, inter alia, “relevant new developments which might warrant

modification or amendment of the Agreement.” In this submission, the United

States calls attention to what we consider to be the most critical issues

Members will need to consider in terms of the reviews required by the

built-in agenda.

 

Patentable Subject Matter: Article 27.3(b) allows members to exclude from

patentability plants and animals. It also states that the provisions of this

subparagraph shall be reviewed four years after the date of entry into force

of the WTO Agreement.

 

- The TRIPS Council will initiate work on this item in 1999, to consider

whether it is desirable to modify the TRIPS Agreement by eliminating the

exclusion from patentability of plants and animals and incorporating key

provisions of the UPOV agreement regarding plant variety protection.

 

Dispute settlement: non-violation cases: Article 64.3 requires the Council

for TRIPS to examine, during the five years from the date of entry into

force of the WTO Agreement, the scope and modalities for the complaints

provided for under subparagraphs 1(b) and 1(c) of Article XXIII of GATT 1994

made pursuant to the TRIPS Agreement, and to submit its recommendations to

the Ministerial Conference for approval. Any decision of the Ministerial

Conference to approve such recommendations or to extend the 5 year

moratorium on non-violation cases provided under Article 64.2 shall be made

only by consensus.

 

- The United States believes that the moratorium on non-violation cases

should be allowed to expire on schedule, on January 1, 2000.

 

Implementation Review: Article 71.1 requires the Council for TRIPS to review

the implementation of the TRIPS Agreement after the expiration of the

transitional period referred to in paragraph 2 of Article 65, namely after 1

January 2000.

 

- The United States had made suggestions regarding implementation in its

earlier submission; the review gives additional importance to ensuring

effective implementation.

 

_________________________________________________________

ABOUT THIS LISTSERVER -- BIO-IPR is an irregular listserver put out by

Genetic Resources Action International (GRAIN). Its purpose is to circulate

information about recent developments in the field of intellectual property

 

rights related to biodiversity & associated knowledge. BIO-IPR is a strictly

non-commercial and educational service for nonprofit organisations and

individuals active in the struggle against IPRs on life.

HOW TO PARTICIPATE -- To get on the mailing list, send the word "subscribe"

(no quotes) as the subject of an email message to

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Subject: [BIO-IPR] ACTS/UNEP: Africa & the TRIPS Review

Resent-Date: Fri, 4 Dec 1998 06:43:22 -0800

Resent-From: bio-ipr@cuenet.com

Date: Fri, 04 Dec 1998 22:36:50 +0800

From: GRAIN Los Banos <grain@baylink.mozcom.com>

To: bio-ipr@cuenet.com

 

BIO-IPR resource pointer

________________________________________________________

 

AUTHOR: African Centre for Technology Studies (ACTS) and United Nations

Environment Program (UNEP)

TITLE: Africa and the Review and Revision of the Trade Related Aspects of

Intellectual Property Rights (TRIPs) Agreement of The World Trade

Organization (WTO). Call for papers for the International Conference on

Intellectual Property Protection and the Convention on Biological Diversity.

DATE: February 1999

PLACE: Nairobi, Kenya

NOTE: Contact details below.

________________________________________________________

 

CALL FOR PAPERS

 

INTERNATIONAL CONFERENCE ON INTELLECTUAL PROPERTY

PROTECTION AND THE CONVENTION ON BIOLOGICAL DIVERSITY

 

AFRICA AND THE REVIEW AND REVISION OF THE TRADE

RELATED ASPECTS OF INTELLECTUAL PROPERTY RIGHTS (TRIPs) AGREEMENT OF THE

WORLD TRADE ORGANIZATION (WTO)

 

Organized by the

African Centre for Technology Studies (ACTS) and the

United Nations Environment Programme (UNEP)

 

Sponsored by

Swedish International Development Agency (SIDA)

 

Nairobi, Kenya. February, 1999

 

The agreement on Trade Related Aspects of Intellectual Property Rights

(TRIPs), of the World Trade Organization, in its Article 27 (3) (b) allows

for members to restrict the patenting of life forms. The Article allows for

the exclusion of "plants and animals other than micro-organisms and

essentially biological processes for the production of plants or animals

other than non-biological and micro-biological processes." If a party

decides to make use of such an exclusion it must still provide "patents or.

. . .an effective sui generis system or. . . .any combination thereof" for

the protection of plant varieties. This Article is scheduled for review in

June 1999.

 

The review may lead to one of three basic situations:

o       A clarification of the definition of the terms of Article 27 (3) (b)

leading to either an expansion or restriction of members' options under the

Article.

o       A maintenance the current status quo

o       An excision of the Article in its entirety. This would essentially

result

in the unrestricted patenting of life forms, a policy which is being

strongly

backed by the United States.

 

The objective of the International Conference on Intellectual Property

Protection and the Convention on Biological Diversity is to prepare African

delegations to effectively participate in the TRIPs review through

heightened awareness of the issues at stake, particularly regarding the

synergies and conflicts with the Convention on Biological Diversity (CBD). A

corollary objective would be the formulation of a unified approach to the

review.

 

The conference will discuss papers covering the following issues:

 

- The development of Article 27 (3)(b) of TRIPs and Article 15 of the CBD;

- A survey of the nature of trade in genetic resources in Africa;

- The impacts of economic liberalisation on biodiversity;

- TRIPs and access to genetic resources;

- TRIPs and biotechnology;

- TRIPs and indigenous knowledge.

 

In addition, overview papers on national experiences and other aspects of

TRIPs/CBD conflicts and synergies will be presented and discussed.

 

Those wishing to present papers at the conference should submit abstracts by

January 1st, 1998. Limited funding is available for authors from developing

countries to submit papers and for participation at the Conference.

Abstracts should be sent to:

 

Mr. Robert Lettington or Ms. Mita Manek

The African Centre for Technology Studies

P.O. Box 45917, Nairobi, Kenya

Tel: (254-2) 521450-5

Fax: (254-2) 521001

U.S. Tel: (1-650) 8336645

U.S. Fax: (1-650) 8336646

e-mail: acts@form-net.com

 

_________________________________________________________

ABOUT THIS LISTSERVER -- BIO-IPR is an irregular listserver put out by

Genetic Resources Action International (GRAIN). Its purpose is to circulate

information about recent developments in the field of intellectual property

rights related to biodiversity & associated knowledge. BIO-IPR is a strictly

non-commercial and educational service for nonprofit organisations and

individuals active in the struggle against IPRs on life.

HOW TO PARTICIPATE -- To get on the mailing list, send the word "subscribe"

(no quotes) as the subject of an email message to

<bio-ipr-request@cuenet.com>. To get off the list, send the word

"unsubscribe" instead. To submit material to the list, address your message

to <bio-ipr@cuenet.com>. A note with further details about BIO-IPR is sent

to all subscribers.

ABOUT GRAIN -- For general information about GRAIN, you may visit our

wwwsite http://www.grain.org or send an email to <grain@bcn.servicom.es>.

 

Subject: [BIO-IPR] WTO/WB: counter-arguing biopiracy

Resent-Date: Mon, 14 Dec 1998 01:54:23 -0800

Resent-From: bio-ipr@cuenet.com

Date: Mon, 14 Dec 1998 17:48:21 +0800

From: GRAIN Los Banos <grain@baylink.mozcom.com>

To: bio-ipr@cuenet.com

 

BIO-IPR resource pointer

________________________________________________________

 

AUTHOR: Siddartha Pradesh, WTO consultant

TITLE: Country study: India - Local species (turmeric, neem and basmati)

IN: Information Technologies for Development website, Trade and Development

Centre, WTO/WB

DATE: beta version, 1998

URL: http://www.itd.org/issues/india6.htm

NOTE: The Trade and Development Centre is run jointly by the World Trade

Organization and the World Bank's Economic Development Institute, under a

programme called Information Technologies for Development (ITD). A wide

range of sectoral studies, essays, book reviews, links & other research

tools

is being posted on this website (http://www.itd.org) about development

aspects of the global trade system. Some of the material deals with issues

like genebanking and farmers' rights, protecting indigenous biodiversity

knowledge, etc. The case study below, meant to counter-argue claims of

"bio-piracy", contains many direct links to patents, newspaper articles, NGO

websites and other sources.

________________________________________________________

 

World Trade Organization & World Bank

Trade and Development Centre

 

COUNTRY STUDIES: INDIA

PART 6: LOCAL SPECIES — TURMERIC, NEEM AND BASMATI

 

Some of the biggest controversies on intellectual property rights in India

are about patents involving local plant species. Three plants in particular

have been the focus of attention: turmeric, neem and basmati rice. In each

case, the patents were granted in the United States. But there is some

confusion about the exact implications of these cases.

 

The outcry against patents involving plants that have traditionally been

used in India for medicinal or agricultural purposes is based on three broad

concerns:

 

* that farmers will no longer be able to use these products without paying

royalties

* that consumers will also be deprived of cheap medicines

* that local communities should receive a share of the commercial gains:

after all — the argument goes — the companies owning the patents learnt of

the value of the species through local knowledge, so they have a debt to

repay.

 

There are also strong counter-arguments. They take the form of a defence of

the intellectual property protection (patents, or some other form of

protection for plant varieties, for example) in these areas as a means of

promoting development through research. They also reject some of the

assumptions and conclusions of the criticisms — for instance, that patenting

means higher costs.

 

What the cases presented here show is this: whatever you believe about the

merits or costs of protecting intellectual property, it is important to

understand exactly what is being protected and whether the protection does

or does not have broader implications for the use of the species. There is a

lot of confusion and misunderstanding in this area.

 

One point is clear. By definition, a product or a process that has been used

publicly and traditionally is not new and therefore it cannot be patented.

In at least one case, a patent was withdrawn because Indian objectors were

able to prove successfully that the idea was not new.

 

 

 

TURMERIC

----------------------------------------

 

What is turmeric?

 

Turmeric (Curcuma longa) is a plant of the ginger family yielding

saffron-coloured rhizomes used as a spice for flavouring Indian cooking. Its

unique properties also make it an effective ingredient in medicines,

cosmetics and as a colour dye. As a medicine, it is traditionally used to

heal wounds and rashes.

 

A turmeric patent

 

In March 1995, two expatriate Indians at the University of Mississippi

Medical Centre, Jackson, (Suman K Das and Hari Har P. Cohly) were granted a

US patent (patent number 5,401,504) for turmeric to be used to heal wounds.

 

The Indian Council for Scientific and Industrial Research (CSIR) filed a

case with the US Patent Office challenging the patent on the grounds of

“prior art”, i.e. existing public knowledge. CSIR said turmeric has been

used for thousands of years for healing wounds and rashes and therefore its

use as a medicine was not a new invention.

 

The claim had to be backed by written documentation claiming traditional

wisdom. CSIR went so far as to present an ancient Sanskrit text and a paper

published in 1953 in the Journal of the Indian Medical Association. The US

Patent Office upheld the objection and cancelled the patent.

 

Why was the patent withdrawn?

 

Inventions can only be patented if they satisfy three criteria:

* novelty — only inventions that are genuinely new, and not part of existing

knowledge, can be patented.

* non-obviousness — if the new invention is obvious, i.e. anyone familiar

with the subject could easily anticipate the invention, then it cannot be

patented.

* utility — the invention has to work in practice The turmeric case failed

to meet the novelty criteria.

 

What are the social implications?

 

In this case, there was no threat to Indian farmers and consumers once the

patent was cancelled. This case shows that unjustified patents can be

challenged.

 

Some concern remains, however. The fact that the patent was initially

granted shows the difficulty of checking in one country (in this case the

United States) whether public knowledge about an idea already exists in

another country (in this case India).

 

Often the check involves a search (by the patent office) for written

evidence — for example in an existing patent or an academic journal.

Searching for existing patents in other countries is becoming easier, even

among developing countries, with computerized databases, pooled information,

and international or regional cooperation.

 

P.S. That’s not the only turmeric patent

 

The US Patent Office database reveals some nine patents using turmeric, the

latest for treating degenerative musculoskeletal diseases such as rheumatoid

arthritis and osteoaarthritis.

 

NEEM

----------------------------------------

 

What is neem?

 

Neem (Azadirachta indica) is a tree from India and other parts of South and

Southeast Asia. Growing to 7­20 metres tall, it is now also planted in

Africa, Central America, the Caribbean and Hawaii. One of the world’s

largest plantations is in Saudi Arabia, where approximately 50,000 trees

have been planted on the Plains of Arafat.

 

Because of its properties as a natural medicine, pesticide and fertilizer,

the neem tree has attracted a considerable amount of international interest.

 

As a pesticide, neem extracts can be used against over 250 pests including

whiteflies, aphids, mealybugs, mites, and termites. It is also effective

against fungus diseases such as rusts and powdery mildew that attack the

leaves of ornamental plants and food crops.

 

Its properties are used to cure common colds and flu. The oil extracted from

its seeds can be used to cure various diseases. Mixed in soap, it offers

cheap and easy relief from malaria, skin diseases and even meningitis. Neem

is grown in semi-arid regions and during droughts, when most crops fail, its

leaves provide fodder for livestock.

 

Neem patents

 

Numerous neem products have received patents. Several of these have been

granted to Indian companies for a range of products including a

contraceptive (patent granted to the National Institute of Immunology in

1993) and an environmentally safe pesticide (for Godrej Soaps in 1994).

 

But the most controversial patents are those granted to the US company WR

Grace & Co for extraction and storage processes. They are:

 

* US patent No 4946681, granted in 1990 for improving the storage stability

of neem seed extracts containing azadirachtin (a substance obtained from

Azadirachta (neem). (The inventor is named as James F Walter of Ashton,

Maryland.)

* US patent No 5124349, 1994 for storage of stable insecticidal composition

comprising neem seed extract. The major contribution was increasing the

shelf-life stability of azadirachtin solution. (Four people are named as the

inventors.)

 

The WR Grace patents provoked a national outcry. Under pressure from these

groups, the Indian government filed a complaint to the US Patent Office

accusing WR Grace of copying an Indian invention. However, in the end, the

government withdrew its complaint as it realized that the US-based company

had in fact created a new invention for the neem extraction process, and the

patent was not based on traditional knowledge.

 

Are the fears valid?

 

The neem patents aroused a number of complaints. Farmers protested that the

patents would prevent them from using neem as a source of home-made

pesticide. Non-government organizations used the incident to challenge

European and US patents on the grounds of “bio-piracy”. A coalition of 200

non-governmental organizations from 40 countries have challenged the

patents, fearing they would put pest control costs out of reach for farmers

who are now using the extracts in underdeveloped nations.

 

In fact, the patents granted to WR Grace & Co are quite specific.

 

The 1990 patent is for a method of producing neem extract that can be stored

well. The abstract says:

“Storage stable pesticide compositions comprising neem seed extracts which

contain azadirachtin as the active pesticidal ingredient wherein the

compositions are characterized by their non-degrading solvent systems. In a

first embodiment, the pesticide compositions contain solvent systems

characterized as having greater than 50% by volume aprotic solvents and less

 

than 15% by volume water. In a second embodiment, the pesticide compositions

contain solvent systems characterized as having greater than 50% by volume

alcohol and less than 5% by volume water. The pesticide compositions contain

surfactant concentrations of at least about 1.0%, up to 10%.”

 

The 1994 patent is for a specific method of extracting and treating active

substances from neem seeds so that the resulting solution is stable enough

to store. The abstract says the patent is for a “process for the production

of stable azadirachtin solutions comprising extracting ground neem seeds

with a solvent having azadirachtin solubility to produce an

aqueous-containing azadirachtin extract solution and then adding an

effective amount of 3­4 Angstrom molecular sieves to selectively remove

water from the extract to yield a storage-stable azadirachtin solution

having less than 5% water by volume”.

 

It is only these specific newly invented processes that are covered by the

patents. Farmers always have and will continue to be free to use neem in any

traditional way they desire.

 

The use of neem extract, or its seeds or leaves, cannot be patented, since

they have been used for centuries. Its properties can only be patented if

they are considerably modified. For instance, any synthetic variation of a

naturally occurring product is patentable, as it does not occur in nature in

that form.

 

BASMATI

----------------------------------------

 

What is basmati?

 

Basmati is a top-quality rice from the Punjab provinces of India and

Pakistan. The word means “fragrant earth”, and the rice is a slender

aromatic long grain variety that originated in this region and is a major

export crop for both countries.

 

What is protected?

 

There are two distinct issues here, involving three aspects of intellectual

property rights.

 

1. The patent. In September 1997, the US Patent Office granted a patent to

US firm RiceTec Inc (patent number 5,663,484) covering “novel” varieties of

basmati rice, their plants and seeds, a method of breeding them and a method

for selecting rice grains (by examining their starch content) so that the

cooked rice has the same qualities as traditional basmati.

 

It is important to be clear that the patent does not (and cannot) cover the

use of the name “basmati” or any other name. It simply deals with the

varieties and various methods of dealing with them. Fears that the patent

would give RiceTec exclusive right to use the word “basmati” in the United

States are therefore entirely incorrect.

 

2. The name. Various reports have referred to the US company’s use of such

names as “basmati”, “Kasmati”, “Texmati” and “Jasmati”. See for example an

item in Scientific American magazine.

 

In fact, the company has used the brand names Kasmati, Texmati and Jasmati

in the United States and United Kingdom since before the patent was issued.

It has been using the term “basmati” as a generic term for considerably

longer: “RiceTec has produced and marketed Texas basmati and American

basmati rice — and labelling it as such — for 20 years and exporting the

products for 15 years with no objection ever previously raised,” a company

 

statement says.

 

In other words, the name and the patent are completely separate issues; and

there is also a distinct difference between the use of basmati as a generic

term, and the use of brand names such as Texmati and Jasmati.

 

(“Jasmati” is a combination of “basmati” and “jasmine” — the latter term

originally used to describe a Thai variety of fragrant rice that is quite

different from “basmati”.)

 

Two types of intellectual property are involved with the names: trademarks

and geographical indications (the use of place names or words associated

with a place to identify the origin, type and quality of a product — for

example “champagne”). Since the word “basmati” is not a place name, its

validity as a geographical indication would depend on whether “basmati” can

be shown to be closely and exclusively associated with a geographical area.

 

The debate

 

1. The criticisms

Three broad complaints have been raised by critics of the RiceTec patent and

the separate issue of the use of names such as Texmati and Jasmati.:

* that the collective intellectual and biodiversity heritage of Indian and

Pakistani farmers is being “stolen” * that the patent and/or trademark

allow(s) the US company to “steal” the markets of Indian traders and

exporters by describing US-grown rice as “basmati”

* that consumers are being misled because the word basmati is being used for

an American-grown rice which is derived from Indian rice but not grown in

India, and hence not of the same quality.

 

2. The patent

The Indian government has protested that the patent could affect annual

basmati exports worth $277m and thus threaten the livelihood of thousands of

Punjabi farmers. But so far it has not formally challenged the patent, and

therefore the question of whether a significantly novel step has been taken

to justify the patent remains unchallenged in law.

Critics also claim that US law allows patents to be issued for inventions

made in the US even if the same inventions have been made in other countries

— but this is untrue as the turmeric case shows.

 

3. The name

First the generic term “basmati”. Critics in India and Pakistan say the term

should not be used for rice grown outside the Punjab region. But for many

years “basmati” has been grown elsewhere, and not only in the United States.

In Thailand, a company called Siamati has been trying for several years to

produce basmati commercially. Basmati is also grown in Uruguay.

Under international agreements such as the WTO’s intellectual property pact,

a name associated with a geographical region can be used elsewhere if the

name has become generic. For this reason “cheddar” cheese is produced all

over the world, and not just in the part of the United Kingdom identified by

the name.

 

For basmati, the debate about whether it is geographic or generic continues.

 

For the American industry, the position is clear. On 9 July 1998 the USA

Rice Federation declared that “the terms basmati and jasmine refer to types

or generic classes of aromatic rice and that these terms cover many

varieties and a broad range of qualities. Additionally, these terms are not

 

restricted to products or varieties produced in any specific country or

groups of countries.”

 

RiceTec also observes that Indian researchers have used the term “basmati”

to describe fragrant rice from countries other than India and Pakistan.

 

But that view is questioned in India.

 

Second, the trademarks. RiceTec’s trademarks registered in the United States

have not been legally challenged although some critics have suggested that

the names could mislead consumers.

RiceTec has applied for trademark registration in the United Kingdom. In

February 1998, the Indian Agricultural and Processed Foods Development

Authority (APEDA) said it would oppose RiceTec’s trademark application for

basmati in the United Kingdom.

 

APEDA says the UK has established a Code of Practice for rice which allows

the term basmati to be used only for the long grain aromatic rice grown in

India and Pakistan. Therefore, APEDA believes that the case is winnable in

favour of India, but the case remains unsettled.

 

RiceTec says that despite the opposition, there have been no lawsuits or

other legal actions in the UK. “The fact is that RiceTec has not sold any

product in the United Kingdom due to the European Union import levy which

discriminates against US specialty rice products in favour of India and

Pakistan,” RiceTec says.

 

4. Theft and deception?

As to the accusations of “theft” and deception, RiceTec says it “invented a

way to produce basmati rice in the United States comparable to the best

basmati grown in India and Pakistan and we received a patent to protect our

breeding method and seeds. Those countries do not have such laws and, thus,

few people there understand what they [the patents] do and don’t do.”

 

RiceTec denies that it took germplasm (the genetic material) from India or

Pakistan or that it used biotechnology or genetic transformation to produce

the patented new basmati lines. The germplasm “came partly from the World

Collection of Germplasm in Aberdeen, Idaho, which is operated by the

Agricultural Research Service of the US Department of Agriculture,” RiceTec

says, adding that it used “traditional, classical” breeding techniques over

a period of 10 years.

 

RiceTec says its production of high quality products and the new breeding

methods it has developed “help feed a hungry world and reduce land

requirements”.

 

AND FINALLY, BIO-PIRACY?

----------------------------------------

 

The questions of whether local communities have a right to a share of

intellectual property royalties, or even whether substances found in nature

should be patentable, is complicated.

 

It partly depends on one’s judgement of whether a particular invention

represents a big enough leap into new knowledge — knowledge that is far

removed from local or traditional wisdom. It also depends on views of how

best to deal with biodiversity.

 

These issues are being discussed in a number of international forums,

including the WTO’s Committee on Trade and Environment.

 

Some countries have reached agreement with commercial firms, allowing the

companies to undertake research into local species on condition that payment

 

is made to the host country or that there is some technology transfer to

allow local scientists to take over the research later.

 

Opinion is also likely to continue to differ on whether intellectual

property protection such as patents help or hinder a community’s ability to

discover new medicines or agricultural materials. Similarly, for the

question of the best way to handle biodiversity.

 

But while the issue continues to rage in India, it is notable that the

Indian government has come some way towards endorsing the view that

intellectual property protection is beneficial — in areas where  Indians are

strong, such as computer software, movie-making and some areas of design,

the government is keen to enforce protection.

 

Written and researched by Siddhartha Prakash, WTO Consultant

Edited by WTO Information and Media Relations Division

Copyright © 1998 World Trade Organization, Geneva, Switzerland

 

_________________________________________________________

ABOUT THIS LISTSERVER -- BIO-IPR is an irregular listserver put out by

Genetic Resources Action International (GRAIN). Its purpose is to circulate

information about recent developments in the field of intellectual property

rights related to biodiversity & associated knowledge. BIO-IPR is a strictly

non-commercial and educational service for nonprofit organisations and

individuals active in the struggle against IPRs on life.

HOW TO PARTICIPATE -- To get on the mailing list, send the word "subscribe"

(no quotes) as the subject of an email message to

<bio-ipr-request@cuenet.com>. To get off the list, send the word

"unsubscribe" instead. To submit material to the list, address your message

to <bio-ipr@cuenet.com>. A note with further details about BIO-IPR is sent

to all subscribers.

ABOUT GRAIN -- For general information about GRAIN, you may visit our

wwwsite http://www.grain.org or send an email to <grain@bcn.servicom.es>.

 

Subject: ACTS/UNEP: Africa & the TRIPS Review

Date: Mon, 14 Dec 1998 11:48:25 -0500

From: GRAIN Los Banos <grain@baylink.mozcom.com>

Reply-To: bionet2@igc.org

Organization: Biodiversity Action Network

To: BIO-IPR List-server@igc.org

 

AUTHOR: African Centre for Technology Studies (ACTS) and United Nations

Environment Program (UNEP)

TITLE: Africa and the Review and Revision of the Trade Related Aspects

of Intellectual Property Rights (TRIPs) Agreement of The World Trade

Organization (WTO). Call for papers for the International Conference on

Intellectual Property Protection and the Convention on Biological

Diversity.

DATE: February 1999

PLACE: Nairobi, Kenya

NOTE: Contact details below.

________________________________________________________

 

CALL FOR PAPERS

 

INTERNATIONAL CONFERENCE ON INTELLECTUAL PROPERTY

PROTECTION AND THE CONVENTION ON BIOLOGICAL DIVERSITY

AFRICA AND THE REVIEW AND REVISION OF THE TRADE RELATED ASPECTS OF

INTELLECTUAL PROPERTY RIGHTS (TRIPs) AGREEMENT OF THE

WORLD TRADE ORGANIZATION (WTO)

 

Organized by the

African Centre for Technology Studies (ACTS) and the

United Nations Environment Programme (UNEP)

 

Sponsored by

Swedish International Development Agency (SIDA)

 

Nairobi, Kenya. February, 1999

 

The agreement on Trade Related Aspects of Intellectual Property Rights

(TRIPs), of the World Trade Organization, in its Article 27 (3) (b)

allows for members to restrict the patenting of life forms. The Article

allows for the exclusion of "plants and animals other than

micro-organisms and essentially biological processes for the production

of plants or animals other than non-biological and micro-biological

processes." If a party decides to make use of such an exclusion it must

still provide "patents or. . . .an effective sui generis system or. . .

.any combination thereof" for the protection of plant varieties. This

Article is scheduled for review in June 1999.

 

The review may lead to one of three basic situations:

o       A clarification of the definition of the terms of Article 27 (3)

(b) leading to either an expansion or restriction of members' options

under the Article.

o       A maintenance the current status quo

o       An excision of the Article in its entirety. This would

essentially result in the unrestricted patenting of life forms, a policy

which is being strongly backed by the United States.

 

The objective of the International Conference on Intellectual Property

Protection and the Convention on Biological Diversity is to prepare

African delegations to effectively participate in the TRIPs review

through heightened awareness of the issues at stake, particularly

regarding the synergies and conflicts with the Convention on Biological

Diversity (CBD). A corollary objective would be the formulation of a

unified approach to the review.

 

The conference will discuss papers covering the following issues:

 

- The development of Article 27 (3)(b) of TRIPs and Article 15 of the

CBD;

- A survey of the nature of trade in genetic resources in Africa;

- The impacts of economic liberalisation on biodiversity;

- TRIPs and access to genetic resources;

- TRIPs and biotechnology;

- TRIPs and indigenous knowledge.

 

In addition, overview papers on national experiences and other aspects

of TRIPs/CBD conflicts and synergies will be presented and discussed.

 

Those wishing to present papers at the conference should submit

abstracts by January 1st, 1998. Limited funding is available for authors

from developing countries to submit papers and for participation at the

Conference.

Abstracts should be sent to:

 

Mr. Robert Lettington or Ms. Mita Manek

The African Centre for Technology Studies

P.O. Box 45917, Nairobi, Kenya

Tel: (254-2) 521450-5

Fax: (254-2) 521001

U.S. Tel: (1-650) 8336645

U.S. Fax: (1-650) 8336646

e-mail: acts@form-net.com

 

_________________________________________________________

ABOUT THIS LISTSERVER -- BIO-IPR is an irregular listserver put out by

Genetic Resources Action International (GRAIN). Its purpose is to

circulate information about recent developments in the field of

intellectual property rights related to biodiversity & associated

knowledge. BIO-IPR is a strictly non-commercial and educational service

for nonprofit organisations and individuals active in the struggle

against IPRs on life. HOW TO PARTICIPATE -- To get on the mailing list,

send the word "subscribe" (no quotes) as the subject of an email message

to <bio-ipr-request@cuenet.com>. To get off the list, send the word

"unsubscribe" instead. To submit material to the list, address your

message to <bio-ipr@cuenet.com>. A note with further details about

BIO-IPR is sent to all subscribers.

ABOUT GRAIN -- For general information about GRAIN, you may visit our

wwwsite http://www.grain.org or send an email to

<grain@bcn.servicom.es>.

 

Subject: A paper on the conflict between IPs and conservation

Date: Sat, 26 Dec 1998 21:05:14 +0100

From: "Dario Novellino" <novellino@dimensione.com>

To: <indknow@u.washington.edu>

 

MESSAGE:

 

PLEASE, FIND ATTACHED AN ARTICLE ON THE CONFLICT BETWEEN INDIGENOUS

PEOPLES' PRACTICES AND FOREST CONSERVATION OPTIONS IN PALAWAN ISLAND

(PHILIPPINES), TO BE PUBLISHED IN JANUARY '99 ON INDIGENOUS AFFAIRS THE

IWGIA NEWSLETTER.

 

THANK YOU

 

    ---------------------------------------------------------------------

                           Name: Philippines 2.doc

   Philippines 2.doc       Type: Download File (application/msword)

                       Encoding: quoted-printable

                    Description: Philippines 2 (Documento Microsoft Word)

 

Subject: [BIO-IPR] Indigenous knowledge at risk

Resent-Date: Tue, 5 Jan 1999 14:53:45 -0800

Resent-From: bio-ipr@cuenet.com

Date: Wed, 06 Jan 1999 06:51:05 +0800

From: GRAIN Los Banos <grain@baylink.mozcom.com>

To: bio-ipr@cuenet.com

 

--

 

BIO-IPR docserver

________________________________________________________

 

TITLE: Indigenous knowledge at risk

AUTHOR: Rachel Wynberg

PUBLICATION: Weekly Mail & Guardian, Johannesburg

DATE: 18 December 1998

________________________________________________________

 

INDIGENOUS KNOWLEDGE AT RISK

 

Rachel Wynberg  -  18 December 1998

 

A Bill aimed at protecting indigenous knowledge appears to be more intent on

gaining full control over the information garnered, writes Rachel Wynberg

 

Legislation aimed at protecting and promoting South African indigenous

knowledge has developed within the context of Deputy President Thabo Mbeki's

"African renaissance".

 

The intended outcome is to transform indigenous knowledge and technologies

into small, medium and micro-enterprises that will be of direct economic

benefit to the practitioners and owners of such knowledge.

 

South Africa has rich and varied traditional knowledge, the third highest

biodiversity in the world, a bastion of human rights lawyers and

considerable scientific and technical capacity.

 

These qualities place the country at the forefront of finding innovative

solutions to the commercialisation of indigenous knowledge.

 

Comments are being compiled on a recently drafted Bill to this end, and

public hearings are due to be held early next year. The proposed Bill forms

part of a larger initiative on indigenous knowledge systems that is being

driven by the portfolio committee on arts, culture, science and technology.

 

While the objectives of the Bill are laudable, it is difficult to see how

they have been reflected in what is presently a confused, contradictory and

complex piece of legalese.

 

Rather than seizing the opportunity to develop a creative approach to a

challenging situation, the draft Bill merely adopts existing intellectual

property legislation as the means through which protection for traditional

knowledge and innovations is conferred.

 

Commenting on the Bill, Brazilian lawyer Grace Noguiera remarked that "far

from recognising indigenous community rights, the state seems to be eager to

get full control over their knowledge, information and natural resources".

 

Noguiera, who has worked for many years with indigenous communities in the

Amazon region, suggests that the Bill gives little consideration to the

debates and contradictions that have arisen out of two international

agreements. The South African government is a party to both agreements: the

World Trade Organisation's 1994 Agreement on Trade Related Intellectual

Property Rights, and the 1992 United Nations Convention on Biological

Diversity.

 

The 1992 convention has been described as the "grand bargain" which has

entitled the countries of the north to gain access to the genetic resources

and traditional knowledge of the south. Developing countries, on the other

hand, have gained access to technologies to use their biological resources,

and to benefits derived from the commercialisation of such resources.

 

In many respects, this convention is a triumph for developing countries,

opening up opportunities for benefits to be derived from their natural

resources and providing a supportive legal framework for protecting

community's rights. However, poorer countries fear such provisions will be

over-ridden by the World Trade Organisation's 1994 agreement. This created a

global regime for the intellectual property protection of biological

diversity.

 

Driven by the multi-billion dollar biotechnology industry, it has raised

profound questions about the ethics of commercialising life, and about the

intellectual rights of holders of traditional knowledge.

 

A major controversy has developed about whether this Western system of

private ownership and monopolistic control is appropriate to protect

traditional knowledge. Existing intellectual property systems reward new

improvements rather than existing knowledge, which is considered to fall in

the public domain. Mechanisms such as patents and copyrights are conferred

on individuals or legal entities, and generally on a temporary basis. In

contrast, many local knowledge systems are of a collective nature, depending

on a continuous and often informal exchange of knowledge and resources

according to traditional beliefs and practices.

 

Such systems generally perceive biodiversity as a collective heritage rather

than a private good. Privatising these delicate knowledge systems runs the

grave risk of undermining and destroying traditional cultures, lifestyles

and innovations, rather than protecting or promoting them.

 

Not only are these contradictions ignored in the Bill, but it fails to

include within its ambit traditional knowledge about biodiversity and the

distinctive issues raised by conferring intellectual property on such

knowledge. The involvement of local communities and holders of traditional

knowledge in implementation of the proposed new law is also given scant

attention.

 

A fundamental requirement of the 1992 biological diversity convention is

that prior informed consent from communities needs to be obtained before

granting access to their knowledge, information and natural resources.

 

The convention also requires that a system be developed to ensure the

equitable distribution of benefits arising from the use of such resources.

Mechanisms to deal with these thorny issues are glaringly absent in the

Bill.

 

Granted, the Bill is still in its early stages and has not yet been subject

to public debate. Vigorous debate is undoubtedly necessary, not only among

civil society and holders of traditional knowledge, but also between the

different departments and ministries responsible for its content.

 

The Department of Environmental Affairs and Tourism, for example, is

responsible for implementing the biodiversity convention and is developing a

national strategy to protect traditional knowledge. It is also planning to

develop legislation to regulate access to genetic resources.

 

The Department of Health has launched a major initiative on traditional

medicine, with substantial implications for the intellectual property of

traditional healers.

 

The Department of Agriculture and Land Affairs convenes a committee to look

at access to and benefit-sharing of genetic resources, and the rights of

farmers. These and other initiatives are insufficiently integrated,

resulting in a confusing policy environment.

 

A major constraint is the lack of awareness among government officials about

the problems and complexities of conferring intellectual property rights for

traditional innovations, and the importance of drawing links between

seemingly disparate sectors.

 

An especially difficult task is to identify holders of traditional

knowledge. Some 200,000 to 300,000 traditional healers practice in South

Africa, affiliated to nearly 300 organisations which are often politically

fraught and divided. Farmers holding knowledge about traditional varieties

and breeds of crops and animals have yet to be consulted and identified. And

even within indigenous communities such as the San, considerable conflict

exists about the geographical boundaries of the community.

 

Can South Africa overcome these difficulties through the development of

practical and viable mechanisms?

 

Can it ensure indigenous technologies and knowledge are protected in a way

that benefits the holders of such knowledge, and expressly those who have

historically been marginalised?

 

Certainly opportunities exist, but their successful development will depend

on the creative relationship that can be nurtured between the opposite and

sometimes conflicting poles of intellectual property rights and the

collective rights of communities.

 

Rachel Wynberg is Western Cape co-ordinator of Biowatch South Africa, a

national NGO investigating the commercialisation of biodiversity.

 

© Weekly Mail & Guardian. This article first appeared in the Mail &

Guardian newspaper, December 18-23 1998.

 

_________________________________________________________

ABOUT THIS LISTSERVER -- BIO-IPR is an irregular listserver put out by

Genetic Resources Action International (GRAIN). Its purpose is to circulate

information about recent developments in the field of intellectual property

rights related to biodiversity & associated knowledge. BIO-IPR is a strictly

non-commercial and educational service for nonprofit organisations and

individuals active in the struggle against IPRs on life. The views expressed

in each post are those of the indicated author(s).

HOW TO PARTICIPATE -- To get on the mailing list, send the word "subscribe"

(no quotes) as the subject of an email message to

<bio-ipr-request@cuenet.com>. To get off the list, send the word

"unsubscribe" instead. To submit material to the list, address your message

to <bio-ipr@cuenet.com>. A note with further details about BIO-IPR is sent

to all subscribers.

ABOUT GRAIN -- For general information about GRAIN, you may visit our

website http://www.grain.org or send an email to <grain@bcn.servicom.es>.

 

Subject: IK use in development

Date: Thu, 28 Jan 1999 18:38:59 +0000

From: aw240@hermes.cam.ac.uk

To: indknow@u.washington.edu

 

I am currnetly looking into the institutional use of indigenous/local

knowledge international development assistance - the implications and

possibilties of IK transfer from projects of different cultural and

geographical contexts.  I'm trying to narrow my interest down to

agroforestry and sustainable forest management practices.

 

I would be very interested in your views about:

 

a) priority research areas - what is currently regarded as important in the

realm of IK promotion and transfer;  is there any similar research out

there?

 

b) any information about internationally funded projects (UN, GTZ, IUCN,

WWF, etc. ) that have successfully/ unsuccessfully incorporated IK;

 

c) experiences with different donor organisations: how the agenda (in

regards to IK) has changes over recent years and what about rhetoric vs

action?

 

d) any further information/ contacts/ references regarding indigenous

knowledge in respect to agroforestry and forest management.

 

Thank you very much for your time and input.

 

Regards,

Alexandra Winkels

 

Research Student,

University of Cambridge

 

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